TRANSMIT SECURITY STOCK PRICE SERIES

TRANSMIT SECURITY STOCK PRICE SERIES

(9) may halt trading in a series of Portfolio Depository Receipts, Index Fund Shares (as defined in Rule 5705), Index-Linked Exchangeable Notes, Equity Gold Shares, Trust Certificates, Commodity-Based Trust Shares, Currency Trust (C) other unusual conditions or circumstances detrimental to the maintenance of a fair and orderly market are present. (B) the current calculation of the index derived from the current market prices of the stocks is not available (A) trading has been halted or suspended in underlying stocks whose weighted value represents 20 or more of the index value

(8) may halt trading in an index warrant on Nasdaq whenever Nasdaq Regulation shall conclude that such action is appropriate in the interests of a fair and orderly market and to protect investors. (7) may halt trading in a security that is the subject of an Initial Public Offering on Nasdaq. (iii) After consultation with FINRA regarding a FINRA facility trading the security, Nasdaq believes that such extraordinary market activity is caused by the misuse or malfunction of such FINRA facility or an electronic quotation,Ĭommunication, reporting, or execution system linked to such FINRA facility. Quotation, communication, reporting, or execution system operated by, or linked to, such other national securities exchange or (ii) After consultation with another national securities exchange trading the security on an unlisted trading privileges basis, Nasdaq believes that such extraordinary market activity is caused by the misuse or malfunction of an electronic (i) Nasdaq believes that such extraordinary market activity is caused by the misuse or malfunction of an electronic quotation, communication, reporting, or execution system operated by, or linked to, Nasdaq (B) Nasdaq determines that such extraordinary market activity is likely to have a material effect on the market for the security and (A) extraordinary market activity in the security is occurring, such as the execution of a series of transactions for a significant dollar value at prices substantially unrelated to the current market for the security, as measured

(6) may halt trading in a security listed on Nasdaq when (C) any other information which is necessary to protect investors and the public interest. (B) the issuer's ability to meet Nasdaq listing qualification requirements, as set forth in the Listing Rule 5000 Series or (5) may halt trading in a security listed on Nasdaq when Nasdaq requests from the issuer information relating to: Securities exchange or market, and the national or foreign securities exchange or market, or regulatory authority overseeing such exchange or market, halts trading in such security for regulatory reasons or (4) may halt trading in an American Depository Receipt (' ADR') or other security listed on Nasdaq, when the Nasdaq-listed security or the security underlying the ADR is listed on or registered with another national or foreign Halts trading, Nasdaq Participants may commence quotations and trading at any time following initiation of operational trading halts, without regard to procedures for resuming trading set forth in paragraph (c) or Nasdaq market makers in a security listed on Nasdaq, when the security is a derivative or component of a security listed on another national securities exchange and such exchange imposes an operational trading halt in that security. (3) may halt trading on Nasdaq: (A) in a security listed on another national securities exchange when such exchange imposes a trading halt in that security because of an order imbalance or influx ('operational trading halt') or (B) (2) may halt trading on Nasdaq of a security listed on another national securities exchange during a trading halt imposed by such exchange to permit the dissemination of material news or

Of news only at the request of an issuer or pursuant to section (a)(2) below or (1) may halt trading on Nasdaq of a Nasdaq-listed security to permit the dissemination of material news, provided, however, that in the Pre-Market Session (as defined in section 4120(b)(4)) Nasdaq will halt trading for dissemination In circumstances in which Nasdaq deems it necessary to protect investors and the public interest, Nasdaq, pursuant to the procedures set forth in paragraph (c): (a) Authority to Initiate Trading Halts or Pauses

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